Top 10 Most Trusted Securities Firms in Vietnam

Saigon - Hanoi Securities Corporation (SHS) was officially established on November 15, 2007, with an initial charter capital of 350 billion VND. In 2008, the company became an official member of the Ho Chi Minh Stock Exchange (HOSE) and the Hanoi Stock Exchange (HNX). In 2009, the company's shares were listed on the Hanoi Stock Exchange (HNX). SHS operates in various fields including securities brokerage, securities custody and management, securities investment, investment analysis and advice, underwriting, financial consulting, and financial services. SHS has a nationwide presence across Vietnam.

Key Milestones:

• November 15, 2007: SHS was officially established with an initial charter capital of 350 billion VND, according to License No. 66/UBCK-GP from the State Securities Commission of Vietnam.
• May 6, 2009: SHS increased its charter capital to 410,629,960,000 VND by issuing bonus shares from capital surplus to existing shareholders at a 1,000:174 ratio.
• June 17, 2009: SHS's shares were officially listed on the Hanoi Stock Exchange (HNX).
• May 18, 2010: SHS raised its charter capital to 1,000 billion VND through additional share issuance.
• August 29, 2018: Charter capital increased to 1,053,956,740,000 VND.
• April 25, 2019: Charter capital raised to 2,072,682,010,000 VND.
• October 27, 2021: Charter capital increased to 3,252,650,270,000 VND.

CONTACT INFORMATION:
Address: 1st-5th Floors, Unimex Building Hanoi, 41 Ngo Quyen, Hang Bai, Hoan Kiem, Hanoi
Phone: 024 3818 1888
Email: [email protected]
Website: https://www.shs.com.vn/
Fanpage: www.facebook.com/shsecurities/

As a member of the global financial group, MIRAE ASSET brings international resources and experience to not only serve clients in Vietnam but also contribute to the development of the local market. The company's vision is to become the leading comprehensive securities service provider in Vietnam.

The trading platforms developed by MIRAE ASSET are based on advanced technology from South Korea, ensuring stable and secure transactions:

• Web-based trading
• Desktop software trading - HTS
• Mobile app trading - My Asset

As of November 2021, the company has a charter capital of VND 6,590.5 billion with over 10 branches nationwide. With a team of financial and securities experts with years of experience both locally and internationally, MIRAE ASSET is a trusted and solid financial partner in the domestic securities market. The company is confident in meeting both immediate and long-term customer needs at the highest level.

CONTACT INFORMATION:

Address: Le Meridien Building, 7th Floor, 3C Ton Duc Thang, Ben Nghe Ward, District 1, HCMC

Phone: 1800 6277

Email: [email protected]

Website: https://www.masvn.com/

Fanpage: www.facebook.com/chungkhoanMiraeAsset/

Techcom Securities Corporation (TCBS), founded in 2008, is a subsidiary of Techcombank, a leading commercial bank in Vietnam.

With an effective business strategy and advanced technological infrastructure, TCBS achieved its five-year development goals in 2020, including four major milestones: becoming number one in Vietnam, acquiring 100,000 middle-class customers, generating 100 million dollars in profit, and reaching 1 billion dollars in market capitalization. The company has grown from a team of 30 to nearly 350 by the end of 2020, with over 50% of employees being technology experts working in a Scrum/Agile model.

In addition, TCBS offers modern tools and features on its TCInvest platform, such as TCPrice – the most comprehensive stock price board in the market, TCAnalysis – a portal providing data from over 1,000 listed companies, MarketWatch – a cloud-based stock market analysis interface, iConnect – a tool for finding bond buy/sell orders, iXu – a loyalty points and rewards system, iCopy – Vietnam's first community investment platform, and iFuture – a derivatives trading platform. TCBS equips each customer with the latest tools to plan their financial and investment future.

CONTACT INFORMATION:
Address: 10th and 12th Floors, Techcombank Building, 191 Ba Trieu, Le Dai Hanh, Hai Ba Trung, Hanoi
Phone: 18005 88826
Email: [email protected]
Website: https://www.tcbs.com.vn/
Fanpage: www.facebook.com/techcomsecurities

Founded in 2006, VPS Securities Corporation (VPS), previously known as the Securities Arm of Vietnam Prosperity Bank (VPBank), provides a diverse range of high-quality products and services that create added value for businesses and investors. These include stock brokerage, financial services, investment banking, financial consulting, and analysis. As a financial intermediary, investment banking is at the core of VPS’s development strategy. Specifically, VPS offers services such as capital raising, securities underwriting, mergers and acquisitions (M&A), business valuation, and capital and debt restructuring at various stages and periods.

With the goal of providing world-class financial products and services, VPS has gathered a team of highly experienced professionals both domestically and internationally, equipped with the latest information technology systems. These achievements have allowed VPS to assert its position in the Vietnamese financial market, becoming one of the leading financial institutions in Vietnam and the region.

VPS places great emphasis on long-term human resource development policies, prioritizing the recruitment and retention of talented individuals trained both domestically and abroad. In addition to statutory welfare policies, employees at VPS enjoy a range of attractive benefits. New hires are enrolled in a thorough and professional training process, along with advanced courses conducted by both local and international experts.

CONTACT INFORMATION:
Address: 65 Cam Hoi, Hai Ba Trung, Hanoi
Phone: 1900 6457
Website: https://www.vps.com.vn/
Fanpage: www.facebook.com/congtycpchungkhoanvps/

VietCap Securities Corporation was founded in 2007 and is one of the fastest-growing securities companies in Vietnam. In 2014, VietCap achieved a major milestone by surpassing the 25% target for Return on Equity (ROE), earning recognition with two prestigious awards from Finance Asia and Euromoney as ‘Best Investment Bank in Vietnam’. This success validates the effectiveness of the modern investment banking model that we have pursued since our inception. VietCap’s philosophy is to build a sustainable future with customers and partners.

Transparency and Governance:

• Departments are managed by independent directors, operating transparently and unaffected by the success of other departments.
• Internal policies prevent conflicts of interest.
• Financial reports are audited by international audit firms.
• Proprietary investment portfolios are independently managed.

VietCap’s business principles are based on ethics, aimed at providing clients with the highest quality services. These principles guide all employees in striving to make VietCap a trusted financial institution for businesses seeking financial advice and for individual investors looking for investment opportunities.

CONTACT INFORMATION:
Address: Bitexco Financial Tower, 15th Floor, 2 Hai Trieu, District 1, Ho Chi Minh City
Phone: 024 6262 6999
Email: [email protected]
Website: https://www.vietcap.com.vn/
Fanpage: www.facebook.com/chungkhoanVietcap

KIS Securities Corporation Vietnam (KIS Vietnam) was founded in December 2010 by Korea Investment & Securities Co., Ltd (KIS Korea) along with the Vietnam National Textile and Garment Group and other shareholders. KIS Korea held a 48.8% stake in KIS Vietnam as of November 2010 and has gradually increased its ownership, now holding 99.8% of the shares.

KIS Vietnam benefits greatly from the support of the KIS Group in Korea, bringing expertise in the financial sector and combining international experts with a highly skilled team with years of experience in banking, auditing, and domestic capital markets. KIS Vietnam focuses on developing governance and risk management techniques to position itself as a leading player in all financial sectors in Vietnam. Furthermore, we believe that human resources are the key to KIS Vietnam's reputation and ongoing success in the securities market.

CONTACT INFORMATION:
Address: 3rd Floor, TNR Tower, 180-192 Nguyen Cong Tru, Nguyen Thai Binh Ward, District 1, Ho Chi Minh City
Phone: 028 3914 8585
Email: [email protected]
Website: https://kisvn.vn/
Fanpage: www.facebook.com/chungkhoankisvietnam

FPT Securities Corporation (abbreviated: FPTS) - a member of FPT Group - was granted a license for establishment and operations by the State Securities Commission on July 13, 2007. The company’s business activities include: securities brokerage, proprietary trading, investment advisory, securities depository, and underwriting.

FPTS was officially listed on the Ho Chi Minh Stock Exchange (HOSE) in January 2017, under the stock code FTS. The company offers a wide range of securities-related products and services, including brokerage, investment advisory, underwriting, depository, and proprietary trading.

With over 15 years of development, FPTS has continuously achieved remarkable success, earning the trust of clients and solidifying its position as a leading securities firm in Vietnam. Notable achievements include:

• Outstanding Securities Company of 2019 - 2020, awarded by HNX and VSD.
• Consistently ranked among the Top 10 securities companies by transaction market share at HOSE and HNX.
• “Most Customer-Satisfied Securities Company” in 2020, awarded by the Vietnam Securities Business Association and IDG.
• Outstanding Securities Company 2018-2019, recognized by HOSE, HNX, and VSD.
• Outstanding Securities Company 2017-2018, awarded by HNX and HOSE.
• Outstanding Securities Company of 2017, awarded by HNX.
• Received the State Securities Commission’s certificate of merit for contributions to the development of the securities industry during 1996-2016.
• Recognized as an outstanding securities member for the 2015-2016 period by HNX.
• Received a thank-you letter from HOSE in recognition of its contributions to the exchange’s growth.
• Awarded a certificate of merit by the Minister of Finance for significant contributions to the development of the securities market during 2010-2015.
• Received a certificate of merit from the State Securities Commission for excellence in governance, compliance with disclosure regulations, and transparency in securities market participation.
• Outstanding Securities Company of 2013, awarded by HNX.

FPTS has earned numerous other awards and certificates from various associations, organizations, and agencies.

CONTACT INFORMATION:
Address: 52 Lac Long Quan Street, Buoi, Tay Ho, Hanoi
Phone: 1900 6446
Email: [email protected]
Website: http://www.fpts.com.vn/

VNDIRECT Securities Corporation (VND) was established in 2006 and specializes in securities investment, brokerage services, and financial consulting.

The company operates in securities brokerage and depository, corporate financial advisory, proprietary trading, underwriting, and portfolio management. VND was listed and began trading on the Ho Chi Minh City Stock Exchange (HOSE) in August 2017. In 2021, VND increased its charter capital to over 2,204 billion VND.

VNDIRECT has developed a robust platform for investment knowledge, tools, specialized services, and a wide range of investment products, supported by an experienced team of advisors dedicated to helping clients achieve financial health and long-term prosperity.

From its inception, VNDIRECT has faced numerous challenges, from the risk of bankruptcy to outstanding successes. Regardless of the circumstances, we have continually committed to serving the healthy development of the Vietnamese securities market, ensuring client satisfaction with our services, and fostering the growth of every member of our company.

CONTACT INFORMATION:
Address: 3rd Floor, Diamond Flower Tower, 48 Le Van Luong Street, Thanh Xuan, Hanoi
Phone: 19005 45409
Email: [email protected]
Website: https://www.vndirect.com.vn/
Fanpage: www.facebook.com/vndirect/

SSI Securities Corporation (SSI – HOSE) was founded in December 1999, making it one of the longest-established companies in the Vietnamese stock market. After 20 years of operating under market mechanisms, the company has grown to become one of the largest financial institutions in the market, with the fastest growth rate and a charter capital increase of over 1000 times.

With strong financial power, international-standard corporate governance, and a large, professional workforce, SSI consistently provides customers with superior and comprehensive products and services, maximizing shareholder benefits.

Core Values:

• Solution-oriented: SSI listens carefully and is dedicated to finding the best solutions for each customer’s specific needs.
• Deep expertise: As leaders in the finance sector, the company continually updates and enhances its skills to meet the high standards expected by its customers.
• Fostering creativity: SSI encourages and enables its team members to fully engage in creative thinking within their expertise to benefit both the company and its clients.

Currently, the company has a wide network of operations in major cities across the country, including Hanoi, Ho Chi Minh City, and Hai Phong.

CONTACT INFORMATION:

Address: 72 Nguyen Hue, Ben Nghe Ward, District 1, Ho Chi Minh City

Phone: 028 3914 1678 & 19005 45471

Website: https://www.ssi.com.vn/

Fanpage: www.facebook.com/congtychungkhoanssi/

Ho Chi Minh City Securities Corporation (HSC) is one of the leading securities brokers and investment banks in Vietnam. HSC provides a wide range of financial products and services to individual, institutional, and corporate clients, with solutions designed and advised by a team of experienced, trustworthy, and professional experts, certified by prestigious international awards.

In 2021, HSC’s key business segments—brokerage, margin lending, and proprietary trading—accounted for 98% of total net revenue. Brokerage revenue contributed 41%, reaching over 1.39 trillion VND, a 124% increase compared to 2020 and exceeding the target by 34%. Margin lending revenue met 121% of the 2021 goal, totaling 1.18 trillion VND, a 114% increase from the previous year, contributing 35% to HSC’s total revenue. Proprietary trading generated 722 billion VND, a 95% increase from 2020, contributing 22% to the total revenue.

Mr. Trinh Hoai Giang, CEO of HSC, stated: “We remain committed to safe governance principles and aim to establish HSC as the most trusted financial institution in the securities sector. Despite market fluctuations, HSC continues to adhere to its safety principles. After two years of robust growth, we anticipate unexpected movements in the market in 2022. HSC is prepared to manage risks and seize new opportunities. We continue to enhance our infrastructure and technology to develop customer relationships, focusing on a customer-centered strategy. Our digital trading platform, myhsc, improves the customer experience, optimizes operational efficiency, reduces costs, and aims to adjust competitive trading fee policies for the mass market. This strategy aligns with the global and local trend of lowering fees.”

CONTACT INFORMATION:
Address: Floors 2, 5, 6, 7, 11, and 12, AB Building, 76A Le Lai, Ben Thanh Ward, District 1, Ho Chi Minh City
Phone: 028 3823 3229
Email: [email protected]
Website: https://www.hsc.com.vn/
Fanpage: www.facebook.com/ctychungkhoanhsc